On 21st January 2015, during the meeting of the Administrative Council of the National Commission for Financial Markets (NCFM) was approved the decision of issuing the license of investment society of Category “C” for our Bank, for an unlimited period of time.
Investment society is a legal entity, which activity is to provide investment services and/or carry on investment activity with a professional title on the capital market.
The bank, as an investment society, can provide the following services:
Before, the Bank had a license of dealer as the main activity, with the following accompanying activities: broker activity, underwriting and investment consulting, according to the Law regarding the market of national securities.
- Receive and send orders regarding one or more financial instruments;
- Execution of orders regarding financial instruments on behalf of clients;
- Making transactions on its own account
- Investment Consulting
- Placement of financial instruments with no firm commitment